In the course of doing business with Baron Capital Management, LLC., you share personal and financial information. At Baron Capital Management, LLC. we respect your privacy. We collect nonpublic personal information about you from you on applications or other forms and through your transactions with us. You may provide this information in writing, electronically, or by phone. The information may contain your name, address, phone number, social security number, account information and investment activity, and other information that you provide to us directly or through our service providers. This information permits us to service your accounts and to provide information to you upon request.
We may share some or all of this information with our affiliates, as well as third parties that assist us in maintaining your accounts, processing transactions on your accounts, or mailing information to you as may be permitted by law. Otherwise, our policies prohibit employees of Baron Capital Management, LLC. from sharing your personal and financial information except as permitted or required by law. Under no circumstances do we sell information about you to anyone.
We restrict access to your non-public personal information to those employees who have a need to know that information to service your accounts. We also maintain physical, electronic and procedural safeguards to protect your privacy. Our service providers restrict access to your non-public personal information, and to maintain physical, electronic and procedural safeguards against unintended disclosure.
